TrueAdvisor
TrueAdvisor
LV
LV

Lance Douglas Vegna

Northern Trust Investments, Incorporated
28 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Northern Trust Investments, Incorporated
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
34 advisors
Number of Clients
41,475 clients
Average Client Portfolio
$26.9M average
Assets Under Management
$1114.8B

Fee Structure

Financial Planning:Investment management only

Location

50 S Lasalle Street, Chicago, IL, 60603-1008

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northern Trust Investments, Incorporated
January 2025 - Present · 1 yr 1 mo
Northern Trust Securities, INC.Broker
November 2024 - Present · 1 yr 3 mos
Previous Registrations
Cantor Fitzgerald & CO.Broker
March 2017 - September 2022 · 5 yrs 6 mos
Macquarie Capital (USA) INC.Broker
August 2013 - March 2017 · 3 yrs 7 mos
Credit Suisse Securities (USA) LLCBroker
July 2001 - August 2013 · 12 yrs 1 mo
Bny Esi & CO., INC.Broker
April 1998 - July 2001 · 3 yrs 3 mos
Bny Brokerage, INC.Broker
July 1995 - February 1998 · 2 yrs 7 mos
Furman Selz IncorporatedBroker
July 1994 - April 1995 · 9 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.