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Mark Mckinnon

31 Years of Experience
Saint George, UT
Broker

Mark Mckinnon is a registered investment advisor at Raymond James & Associates, INC., based in Saint George, UT, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Saint George, UT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2011 - Present · 15 yrs 4 mos
Raymond James & Associates, INC.Broker
December 2010 - Present · 15 yrs 5 mos
Previous Registrations
Snw Asset Management, LLC
October 2010 - January 2011 · 3 mos
Seattle-Northwest Asset Management LLC
June 2010 - October 2010 · 4 mos
Seattle-Northwest Securities CorporationBroker
June 2000 - January 2011 · 10 yrs 7 mos
Zions Investment Securities, INC.Broker
May 1994 - July 2000 · 6 yrs 2 mos
State Registrations13 states
AZCACODEFLKSMNNJNYPASDUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Mckinnon - Financial Advisor | TrueAdvisor