SB
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Scott Brown

31 Years of Experience
Bozeman, MT
1 DisclosureBroker

Scott Brown is a registered investment advisor at Wells Fargo Advisors, based in Bozeman, MT, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

105 East Oak, Unit 1A, Bozeman, MT, 59715

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2023
Settled
Other Business Activities

Scott has ownership stakes in multiple LLCs and partnerships, primarily related to real estate and office space for his Finet practice. These activities require minimal time, with Cannery Corner, LLP requiring full-time hours.

Employment History
Current Registrations
Wells Fargo Advisors
September 2017 - Present · 8 yrs 10 mos
Wells Fargo Advisors Financial Network, LLC
September 2017 - Present · 8 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2017 - Present · 8 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - September 2017 · 11 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - September 2017 · 11 yrs 8 mos
Citigroup Global Markets INC.
December 2001 - February 2006 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
December 2001 - February 2006 · 4 yrs 2 mos
Royal Alliance Associates, INC.Broker
September 1996 - December 2001 · 5 yrs 3 mos
Ifg Network Securities, INC.Broker
January 1996 - September 1996 · 8 mos
Comprehensive Financial Services, INC.Broker
June 1995 - January 1996 · 7 mos
American Express Financial Advisors INC.Broker
July 1994 - June 1995 · 11 mos
Ids Life Insurance CompanyBroker
July 1994 - June 1995 · 11 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.