WR
CFP
WR
CFP
William Raney
31 Years of Experience
Geneva, IA
2 DisclosuresBrokerSells Insurance
William Raney is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Geneva, IA, with 31 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
408 Front St, Geneva, IA, 50633
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1988Final Disposition
Criminal
November 1986Final Disposition
Other Business ActivitiesSells Insurance
William sells fixed life insurance, annuities, and long-term care products as a representative for various companies. He also works full-time as a financial advisor for GNB Bank, DBA GNB Investments.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
April 2003 - Present · 23 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2003 - Present · 23 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
May 2004 - June 2023 · 19 yrs 1 mo
Locust Street Securities, INC.Broker
November 1999 - April 2003 · 3 yrs 5 mos
Broker Dealer Financial Services CORP.Broker
July 1999 - November 1999 · 4 mos
Wells Fargo Securities INC.Broker
August 1996 - June 1999 · 2 yrs 10 mos
First Interstate Investments,inc.Broker
August 1996 - August 1996 · 0 mos
Prudential Securities IncorporatedBroker
July 1994 - July 1996 · 2 yrs
State Registrations17 states
ARAZCACOIAIDILINKSKYMNMONCNYTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.