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Thomas Miller

31 Years of Experience
Norwell, MA
Broker

Thomas Miller is a registered investment advisor at Morgan Stanley, based in Norwell, MA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

141 Longwater Drive, Suite 102, Norwell, MA, 02061

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
July 2020 - Present · 5 yrs 10 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2007 - June 2009 · 2 yrs 4 mos
Morgan Stanley Dw INC.Broker
June 1994 - February 2007 · 12 yrs 8 mos
State Registrations25 states
AZCACOCTDEFLGAILMAMDMEMIMOMTNCNHNJNYORPARISCTXVAVT
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Miller - Financial Advisor | TrueAdvisor