Jeffrey Chapman
Jeffrey Chapman is a registered investment advisor at Cetera Investment Advisers LLC, based in Penfield, NY, with 31 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1758 Penfield Rd, Penfield, NY, 14526
Get directionsHistory
Regulatory History (3)
Financial
March 2021Customer Dispute
October 2011Customer Dispute
July 2008Other Business ActivitiesSells Insurance
Jeffrey is an insurance agent selling life, health, disability, annuities, and long-term care insurance, dedicating a few hours per week. He also serves as president of Penfield Real Estate Holding LLC, vice president of DBA Penfield Financial Group, a board member for Shepherd Home, and an agent for Rocky Point Properties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
Lifemark Securities CORP.Broker
Pruco Securities, LLC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.