Jeffrey Applebaum
Jeffrey Applebaum is a registered investment advisor at Cetera Investment Advisers LLC, based in Bellaire, TX, with 31 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Bellaire, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey is an agent/broker for Ardent Solutions and IMG Financial Group, selling fixed insurance, and spends about 10-20% of his time on this. He also serves on the advisory board for Folds of Honor, owns rental property, and is a board member at Braeburn Country Club, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Previous Registrations
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
State Registrations36 states
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