Lonnie Friedman
Lonnie Friedman is a registered investment advisor at LPL Financial LLC, based in Harrisburg, PA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2040 Linglestown Rd, Suite 300, Harrisburg, PA, 17110
Get directionsHistory
Regulatory History (6)
Employment Separation After Allegations
February 2023Customer Dispute
December 2008Customer Dispute
October 2004Customer Dispute
February 2003Customer Dispute
April 2001Customer Dispute
March 2001Other Business Activities
Lonnie operates Taurus Wealth Management as a DBA for his LPL business, but dedicates no time to it. He is also publishing a book on cold calling, which is not investment-related and also takes no time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.