JM
JM
James Mcmahon
30 Years of Experience
Livingston, MT
2 DisclosuresBroker
James Mcmahon is a registered investment advisor at Cetera Investment Advisers LLC, based in Livingston, MT, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Livingston, MT
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2005Settled
Customer Dispute
September 2004Award / Judgment
Other Business Activities
James owns JAM III, LLC, which manages rental properties and Airbnb rentals. He dedicates minimal time to this activity, primarily using Airbnb and a rental agency for management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
November 2021 - Present · 4 yrs 6 mos
Cetera Investment Services LLC
November 2021 - Present · 4 yrs 6 mos
Cetera Wealth Services, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Cetera Investment Services LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
December 2021 - June 2023 · 1 yr 6 mos
Kestra Advisory Services, LLC
October 2019 - October 2021 · 2 yrs
Kestra Investment Services, LLCBroker
October 2019 - October 2021 · 2 yrs
Watts Capital Partners LLC
August 2019 - July 2021 · 1 yr 11 mos
Stifel, Nicolaus & Company, Incorporated
May 2019 - August 2019 · 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2019 - July 2019 · 4 mos
Ameriprise Financial Services, INC.Broker
April 2012 - April 2019 · 7 yrs
Raymond James & Associates, INC.Broker
January 2008 - December 2011 · 3 yrs 11 mos
Morgan Stanley & CO., Incorporated
April 2007 - October 2007 · 6 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - October 2007 · 6 mos
Morgan Stanley
June 2002 - April 2007 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
April 1998 - April 2007 · 9 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1994 - April 1998 · 3 yrs 8 mos
State Registrations1 state
MT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.