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Ronald T Swanick

Independent Wealth Network, INC.
25 Years of Experience
Sells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth
Independent Wealth Network, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
1,365 clients
Average Client Portfolio
$310K average
Assets Under Management
$422.6M

Fee Structure

Location

1 New Hampshire Ave, Suite 125, Portsmouth, NH, 03810

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ronald sells insurance and fixed annuities through Brownstone Financial and is a registered insurance agent. These activities each take a few hours per week.

Employment History
Current Registrations
Independent Wealth Network, INC.
October 2025 - Present · 4 mos
Previous Registrations
Simplicity Wealth
May 2025 - October 2025 · 5 mos
Brownstone Financial Group LLC
June 2022 - May 2025 · 2 yrs 11 mos
Simplicity Wealth
November 2019 - February 2024 · 4 yrs 3 mos
Gwfs Equities, INC.Broker
September 2018 - March 2019 · 6 mos
Nylife Distributors LLCBroker
March 2013 - February 2017 · 3 yrs 11 mos
Destra Capital Investments LLCBroker
December 2011 - March 2013 · 1 yr 3 mos
Octavus LLCBroker
May 2010 - December 2011 · 1 yr 7 mos
MML Distributors, LLCBroker
February 2007 - April 2009 · 2 yrs 2 mos
Touchstone Advisors INC
August 2006 - February 2007 · 6 mos
Touchstone Securities, INC.Broker
August 2006 - January 2007 · 5 mos
Usallianz Securities, INC.
June 2005 - July 2006 · 1 yr 1 mo
Usallianz Securities, INC.Broker
May 2005 - August 2006 · 1 yr 3 mos
American Skandia Marketing, INC.Broker
June 2003 - November 2004 · 1 yr 5 mos
Pruco Securities CorporationBroker
December 2002 - June 2003 · 6 mos
Prudential Investment Management Services LLCBroker
March 2001 - December 2002 · 1 yr 9 mos
Linsco/private Ledger CORP.Broker
July 2000 - December 2000 · 5 mos
Fidelity Investments Institutional Services Company, INC.Broker
January 1996 - February 1999 · 3 yrs 1 mo
State Street Research Investment Services, INC.Broker
September 1994 - December 1995 · 1 yr 3 mos
State Registrations2 states
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Exams
No exam information available for this advisor.