RS
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Raymond Singh

27 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker

Raymond Singh is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 27 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10565 N 114th St #102, Scottsdale, AZ, 85259

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2001
Denied
Customer Dispute
October 2000
Denied
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
June 2025 - September 2025 · 3 mos
Avantax Investment Services, INC.Broker
January 2025 - September 2025 · 8 mos
LPL Financial LLC
January 2013 - December 2022 · 9 yrs 11 mos
LPL Financial LLC
December 2012 - December 2012 · 0 mos
LPL Financial LLCBroker
November 2005 - February 2025 · 19 yrs 3 mos
Citigroup Global Markets INC.Broker
September 1998 - November 2005 · 7 yrs 2 mos
State Registrations7 states
AZCAILMIMOVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.