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Douglas Stead

30 Years of Experience
Bethesda, MD
Broker

Douglas Stead is a registered investment advisor at Wells Fargo Advisors, based in Bethesda, MD, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

7200 Wisconsin Ave, Ste 903, Bethesda, MD, 20814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas has 100% ownership in Stead Asset Management Inc. since 2021, dedicating full-time hours to the business.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2021 - Present · 5 yrs 1 mo
Wells Fargo Advisors
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLCBroker
March 2013 - April 2021 · 8 yrs 1 mo
Ameriprise Financial Services, LLC
March 2013 - April 2021 · 8 yrs 1 mo
Wells Fargo Advisors, LLC
November 2006 - March 2013 · 6 yrs 4 mos
Wells Fargo Advisors, LLCBroker
November 2006 - March 2013 · 6 yrs 4 mos
Morgan Stanley
January 1998 - November 2006 · 8 yrs 10 mos
Morgan Stanley Dw INC.Broker
November 1995 - November 2006 · 11 yrs
Westfield Financial CorporationBroker
August 1994 - November 1994 · 3 mos
Westfield Financial CorporationBroker
August 1994 - August 1994 · 0 mos
Hibbard Brown & CO., INC.Broker
July 1994 - September 1994 · 2 mos
State Registrations20 states
CACTDCDEFLGAMAMDMEMONHNJNYPASCTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.