DC
DC
Douglas Ciocca is a registered investment advisor at Kavar Capital Partners, based in Leawood, KS, with 26 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 443 clients with $1.3B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
443 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$1.3B
Fee Structure
Planning is included in investment management
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | Included |
Fees are negotiable. The firm also offers sub-advisory services to other investment advisory firms for a fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
11460 Tomahawk Creek Parkway, Suite 420, Leawood, KS, 66211
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2009Settled
Employment History
Current Registrations
Kavar Capital Partners
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Kavar Capital Partners, LLC
February 2011 - December 2020 · 9 yrs 10 mos
Securian Financial Services, INC.
April 2007 - February 2011 · 3 yrs 10 mos
Weldon Capital Management, LTD.
March 2004 - March 2006 · 2 yrs
Financial Advisory Service INC
October 1999 - May 2007 · 7 yrs 7 mos
State Registrations3 states
KSMOTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.