Shannon Smith
Shannon Smith is a registered investment advisor at Allstate Financial Advisors, LLC, based in Lincoln, NE, with 31 years of industry experience. Shannon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.
Location
151 N 8th St Ste 450, Lincoln, NE, 68508-1380
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLC
Allstate Financial Services, LLCBroker
Previous Registrations
Investment Centers of America, INC.Broker
Investment Centers of America, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Atlas Securities, LLCBroker
Pilgrim Securities, INC.Broker
Cadaret, Grant & CO., INC.Broker
Banc One Securities CorporationBroker
Cadaret, Grant & CO., INC.Broker
Simmers Capital Management CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.