GP
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Gerald Pruim

31 Years of Experience
Mokena, IL
Broker

Gerald Pruim is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mokena, IL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

10008 W. 190th Place, Mokena, IL, 60448

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
May 2006 - Present · 20 yrs
Previous Registrations
Raymond James Financial Services
May 2006 - January 2009 · 2 yrs 8 mos
Focused Investments L.L.C.Broker
July 2003 - May 2006 · 2 yrs 10 mos
Wayne Hummer Asset Management Company
July 2003 - May 2006 · 2 yrs 10 mos
Vision Investment Services, INC.Broker
May 1999 - June 2003 · 4 yrs 1 mo
Wayne Hummer Investments L.L.C.Broker
June 1995 - August 1997 · 2 yrs 2 mos
Focused Investments L.L.C.Broker
January 1995 - May 1999 · 4 yrs 4 mos
Wayne Hummer & CO.Broker
June 1994 - December 1994 · 6 mos
State Registrations14 states
AZCACOFLIAILINMIMOOHOKSCTXWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.