LH
LH
Lee Haverstock
31 Years of Experience
Atlanta, GA
3 DisclosuresBroker
Lee Haverstock is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3414 Peachtree Road NE, Suite 550, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004Settled
Customer Dispute
April 2002Settled
Criminal
March 1993Final Disposition
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2021 - Present · 5 yrs 2 mos
Raymond James & Associates, INC.
March 2021 - Present · 5 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - April 2021 · 11 yrs 10 mos
Morgan Stanley
June 2009 - April 2021 · 11 yrs 10 mos
Citigroup Global Markets INC.
November 2001 - June 2009 · 7 yrs 7 mos
Citigroup Global Markets INC.Broker
July 1995 - June 2009 · 13 yrs 11 mos
Bear, Stearns & CO. INC.Broker
June 1994 - June 1995 · 1 yr
State Registrations21 states
ALCACOCTFLGAILKYMAMDMSNCNJNYOHOKPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.