BH
ChFC
BH
ChFC

Brian David Hartstein

31 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
437 clients
Average Client Portfolio
$439K average
Assets Under Management
$191.7M

Fee Structure

Minimum Investment:$500K
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Location

7001 North Scottsdale Road, Suite 2055, Scottsdale, AZ, 85253

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a managing partner at Anderstein LLC, a real estate/business investment firm, dedicating minimal time. He also serves as COO at Economic Concepts, Inc., a pension design firm, spending a few hours per week, and is on the advisory board for Phoenix Tax Workshop, dedicating minimal time. Brian is also a partner and board member at First Financial Resources, dedicating minimal time.

Employment History
Current Registrations
Bayntree Wealth Advisors, LLC
July 2016 - Present · 9 yrs 7 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
March 2009 - July 2016 · 7 yrs 4 mos
National Planning CorporationBroker
January 2009 - July 2016 · 7 yrs 6 mos
Sagepoint Financial, INC.
September 2007 - January 2009 · 1 yr 4 mos
Sagepoint Financial, INC.Broker
October 2005 - January 2009 · 3 yrs 3 mos
Sunamerica Securities, INC.Broker
May 1996 - October 2005 · 9 yrs 5 mos
Ogilvie Security Advisors CorporationBroker
November 1995 - May 1996 · 6 mos
Keogler, Morgan & Company, INC.Broker
June 1994 - October 1995 · 1 yr 4 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.
Brian David Hartstein - Financial Advisor | TrueAdvisor