Paul Schwartz
Paul Schwartz is a registered investment advisor at Cetera Investment Advisers LLC, based in Logan, UT, with 31 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
40 West Cache Valley Blvd, Bldg 5B, Logan, UT, 84341
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is an insurance agent selling life, health, disability, fixed annuities, and long-term care products since 1998. He also owns The Logan Agency, a DBA for insurance, and dedicates about a quarter of his time to it. Paul also owns investment properties and is president of the North Hampton Condominium Association, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
Capital Financial Services, INC.Broker
United Heritage Financial Services, INC.Broker
Stephen A. Kohn & Associates, LTD.Broker
Wma Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.