Maria Broccoli is a registered investment advisor at Morgan Stanley, based in Utica, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
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Location
106 Business Park Drive, Utica, NY, 13502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Maria assists with record keeping, issuing checks and invoices, and receiving deposits for Roma Sausage Inc., an Italian deli. This takes about 10-20% of Maria's time after business hours and is not investment related.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations40 states
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