Katherine Cannon
Katherine Cannon is a registered investment advisor at LPL Financial LLC, based in Federal Way, WA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
505 S 336th St Ste 320, Cannon Wealth Management, LLC, Federal Way, WA, 98003
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine holds a Washington State insurance license and offers/sells life, health, disability, annuities, and long-term care insurance as client needs dictate, dedicating minimal time to this activity. She also operates Cannon Wealth Management as a DBA for her LPL business and acts in a fiduciary capacity for family members.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
Wma Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.