DH
DH
Deborah Hines
28 Years of Experience
Rolling Hills Estates, CA
1 DisclosureBroker
Deborah Hines is a registered investment advisor at Raymond James & Associates, INC., based in Rolling Hills Estates, CA, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
608 Silver Spur Road, Suite 380, Rolling Hills Estates, CA, 90274
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2008Settled
Other Business Activities
Deborah is the director of a leads networking group and acts as power of attorney and co-trustee for her mother. These activities require minimal time commitment.
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2009 - April 2021 · 11 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2009 - April 2021 · 11 yrs 5 mos
Citigroup Global Markets INC.
May 2007 - December 2009 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2009 · 2 yrs 7 mos
Citicorp Investment Services
October 2003 - May 2007 · 3 yrs 7 mos
Citicorp Investment ServicesBroker
December 2001 - May 2007 · 5 yrs 5 mos
John Nuveen & CO., IncorporatedBroker
July 1999 - June 2000 · 11 mos
Citicorp Investment ServicesBroker
February 1995 - September 1998 · 3 yrs 7 mos
State Registrations21 states
AZCACOCTFLGAIAILINMAMDNCNMNVORPASCTNTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.