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Deborah Hines

Raymond James & Associates, INC.
29 Years of Experience
Rolling Hills Estates, CA
1 DisclosureBroker
View SEC Summary
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Deborah Hines is a registered investment advisor at Raymond James & Associates, INC., based in Rolling Hills Estates, CA, with 29 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

608 Silver Spur Road, Suite 380, Rolling Hills Estates, CA, 90274

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Deborah is the director of a leads networking group and acts as power of attorney and co-trustee for her mother. These activities require minimal time commitment.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 6 mos
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 6 mos
Raymond James & Associates, INC.Broker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2009 - April 2021 · 11 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2009 - April 2021 · 11 yrs 5 mos
Citigroup Global Markets INC.
May 2007 - December 2009 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2009 · 2 yrs 7 mos
Citicorp Investment Services
October 2003 - May 2007 · 3 yrs 7 mos
Citicorp Investment ServicesBroker
December 2001 - May 2007 · 5 yrs 5 mos
John Nuveen & CO., IncorporatedBroker
July 1999 - June 2000 · 11 mos
Citicorp Investment ServicesBroker
February 1995 - September 1998 · 3 yrs 7 mos
State Registrations21 states
AZCACOCTFLGAIAILINMAMDNCNMNVORPASCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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