Derek Moore is a registered investment advisor at Zega Investments, LLC, based in Scottsdale, AZ, with 18 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,043 clients with $550M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ZEGA Investments charges a percentage of the assets they manage for you. This fee ranges from 0.50% to 1.75% per year. There is a $1,000 minimum fee. The fee is negotiable based on the complexity of your situation, your financial situation, and your objectives.
Location
Scottsdale, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Derek is involved with Tradesurfer, providing education on options and technical analyses since 2012. This activity is investment-related and requires minimal time each month.
Employment History
Current Registrations
Zega Investments, LLC
Previous Registrations
Zega Financial, LLC
Reilly Financial Advisors
Amerivest Investment Management, LLC
TD Ameritrade, INC.
Ameritrade Advisory Services LLC
Amerivest Investment Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.