LM
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Lydia Mobley
31 Years of Experience
Yoakum, TX
1 DisclosureBrokerSells Insurance
Lydia Mobley is a registered investment advisor at Cetera Investment Advisers LLC, based in Yoakum, TX, with 31 years of industry experience. Lydia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Yoakum, TX
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Regulatory History (1)
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Customer Dispute
October 2015Denied
Other Business ActivitiesSells Insurance
Lydia is a financial professional at Totus Wealth Management since 2021, dedicating a full-time workload to financial services. Since 2023, Lydia also works as an insurance agent selling life, health, disability, fixed annuities, and long-term care insurance.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
August 2021 - Present · 4 yrs 9 mos
Cetera Advisors LLC
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
August 2021 - March 2024 · 2 yrs 7 mos
LPL Financial LLC
March 2011 - August 2021 · 10 yrs 5 mos
LPL Financial LLCBroker
March 2011 - August 2021 · 10 yrs 5 mos
CUNA Brokerage Services, INC.Broker
July 2007 - March 2011 · 3 yrs 8 mos
CUNA Brokerage Services, INC.
July 2007 - March 2011 · 3 yrs 8 mos
Primevest Financial Services, INC.Broker
September 1998 - June 2007 · 8 yrs 9 mos
Primevest Financial Services, INC.
September 1998 - June 2007 · 8 yrs 9 mos
Liberty Securities CorporationBroker
September 1995 - September 1998 · 3 yrs
Security First Financial, INC.Broker
March 1995 - September 1995 · 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.