TK
TK
Thomas Katula
31 Years of Experience
Bolingbrook, IL
Broker
Thomas Katula is a registered investment advisor at Cetera Investment Advisers LLC, based in Bolingbrook, IL, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
234 Bolingbrook Dr, Bolingbrook, IL, 60440
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2018 - Present · 8 yrs 6 mos
Cetera Investment Services LLCBroker
January 2018 - Present · 8 yrs 6 mos
Previous Registrations
Invest Financial CorporationBroker
September 2009 - January 2018 · 8 yrs 4 mos
Invest Financial Corporation
September 2009 - January 2018 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
May 2007 - September 2009 · 2 yrs 4 mos
Citigroup Global Markets INC.
May 2007 - September 2009 · 2 yrs 4 mos
Citicorp Investment Services
June 2002 - May 2007 · 4 yrs 11 mos
Citicorp Investment ServicesBroker
September 2001 - May 2007 · 5 yrs 8 mos
Charter One Securities, INC.Broker
September 2001 - October 2001 · 1 mo
Invest Financial CorporationBroker
April 1997 - September 2001 · 4 yrs 5 mos
Metlife Securities INC.Broker
July 1994 - April 1997 · 2 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
July 1994 - April 1997 · 2 yrs 9 mos
State Registrations15 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.