Ronald Appler
Ronald Appler is a registered investment advisor at Independent Financial Group, LLC, based in Sykesville, MD, with 31 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Sykesville, MD
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2024Customer Dispute
March 2018Customer Dispute
December 2008Other Business ActivitiesSells Insurance
Ronald is the 100% owner of Rocky Mountain High Financial Services, a DBA used for marketing purposes, dedicating full-time hours. He is also a licensed MD insurance agent offering various types of insurance products, and owns residential rental property, each taking minimal time.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
H. Beck, INC.
H. Beck, INC.Broker
CBIZ Financial Solutions, INC.
Lasalle St Securities, L.L.C.Broker
H. Beck, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.