Geraldine Gordon
Geraldine Gordon is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Tucson, AZ, with 31 years of industry experience. Geraldine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Tucson, AZ
Get directionsHistory
Regulatory History (9)
Customer Dispute
December 2018Regulatory
June 2017Customer Dispute
May 2016Customer Dispute
January 2013Customer Dispute
June 2003Customer Dispute
April 2003Customer Dispute
July 2002Customer Dispute
July 2002Customer Dispute
June 2002Other Business Activities
Geraldine owns real estate and a subchapter S corporation that manages her financial planning business. She is also writing and publishing books and video series related to art and religion, with proceeds donated to a non-profit organization, spending a few hours per week on these creative endeavors.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.