Milton Tanaka
Milton Tanaka is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Honolulu, HI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1003 Bishop St, Honolulu, HI, 96813
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2022Customer Dispute
February 2006Other Business Activities
Milton is involved with two trusts, the Milton K. Tanaka Trust and the Milton K. Tanaka Revocable Living Trust, both related to rental property. He spends minimal time on these activities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.