Gregory Grooms
Gregory Grooms is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Gainesville, FL, with 31 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
2047 NW 43rd Street, Suite 20, Gainesville, FL, 32605
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gregory is a member manager of MHS Partners LLC, a limited liability company used for administrative/payroll purposes. This activity takes about a quarter of Gregory's time and is not investment-related.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Davis-Monk Financial Group, INC.
1st Global Advisors INC
1st Global Capital CORP.Broker
Dean Witter Reynolds INC.Broker
Wheat, First Securities, INC.Broker
State Registrations49 states
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