RH
RH

Ryan Hekman

31 Years of Experience
Portage, MI
2 DisclosuresBroker

Ryan Hekman is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Portage, MI, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

750 Trade Centre Way, Portage, MI, 49002

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2019
Denied
Customer Dispute
February 2011
Denied
Other Business Activities

Ryan is a committee member at LaGrave Christian Reformed Church, dedicating minimal time to church council duties. This activity is not investment-related.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2001 - Present · 25 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1999 - Present · 26 yrs 8 mos
Previous Registrations
Dean Witter Reynolds INC.Broker
September 1998 - October 1999 · 1 yr 1 mo
Fifth Third/the Ohio CompanyBroker
May 1997 - September 1998 · 1 yr 4 mos
Olde Discount CorporationBroker
September 1994 - June 1997 · 2 yrs 9 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Hekman - Financial Advisor | TrueAdvisor