MS
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Michael Sturm

15 Years of Experience
Tulsa, OK
1 DisclosureBroker

Michael Sturm is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tulsa, OK, with 15 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5018 E 68th St FL 1, Tulsa, OK, 74136

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History

Regulatory History (1)
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Financial
July 2018
Final
Other Business Activities

Michael serves as Treasurer on the Board of Directors for Sturm since September 2023. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2018 - Present · 7 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2018 - Present · 7 yrs 7 mos
Ameriprise Financial Services, LLC
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Allstate Financial Advisors, LLC
January 2018 - October 2018 · 9 mos
Allstate Financial Services, LLCBroker
January 2018 - October 2018 · 9 mos
Hornor, Townsend & Kent, INC.Broker
September 2016 - November 2016 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - March 2016 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2014 - March 2016 · 1 yr 5 mos
Waddell & Reed
December 2013 - January 2014 · 1 mo
Waddell & Reed, INC.Broker
November 2013 - January 2014 · 2 mos
Primevest Financial Services, INC.Broker
October 1998 - September 2000 · 1 yr 11 mos
MML Investors Services, INC.Broker
July 1998 - October 1998 · 3 mos
Multi-Financial Securities CorporationBroker
March 1998 - June 1998 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1997 - February 1998 · 1 yr
Capital West Securities, INC.Broker
February 1996 - January 1997 · 11 mos
Dean Witter Reynolds INC.Broker
February 1995 - January 1996 · 11 mos
Financial Horizons Securities CorporationBroker
October 1994 - February 1995 · 4 mos
Pruco Securities CorporationBroker
July 1994 - September 1994 · 2 mos
State Registrations30 states
ARAZCACOCTFLGAIDILINKSLAMAMDMOMTNCNJNMNVNYOHOKPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.