AP
AP

Andrew Paladino

31 Years of Experience
5 DisclosuresBrokerSells Insurance

Andrew Paladino is a registered investment advisor at USA Financial Securities Corporation, based in Timonium, MD, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 1,750 clients with $300M in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
141 advisors
Number of Clients
1,750 clients
Average Client Portfolio
$172K average
Assets Under Management
$301.5M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)

USA Financial Securities offers two advisory account management options:

  • Transaction-based pricing: You pay a lower custodial and administrative fee, plus individual transaction fees.
  • Asset-based pricing: You pay a higher custodial and administrative fee that includes transaction costs. This is best for clients who anticipate moderate to high levels of trading activity.

Representatives may also provide access to third-party money managers. The fees for these managers vary and are disclosed in their own brochures. Representatives may also offer customized financial strategies with varying fee structures, detailed in the representative's disclosure supplement. The maximum management fee charged by USA Financial Securities is 2.7%.

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Location

1954 Greenspring Drive, Suite 500, Timonium, MD, 21093

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Closed-No Action
Customer Dispute
August 2011
Closed-No Action
Customer Dispute
July 2010
Settled
Customer Dispute
May 2010
Denied
Customer Dispute
September 2009
Settled
Other Business ActivitiesSells Insurance

Andrew sells life, health, fixed insurance, and annuity products through Paladino Financial Group, and prepares individual and corporate tax returns. He is also a middle school head baseball coach and commissioner of a youth baseball league, and presents financial education workshops.

Employment History
Current Registrations
USA Financial Securities Corporation
February 2008 - Present · 18 yrs 2 mos
USA Financial Securities LLCBroker
July 2006 - Present · 19 yrs 9 mos
Previous Registrations
AXA Advisors, LLC
June 2005 - July 2006 · 1 yr 1 mo
AXA Advisors, LLCBroker
June 2005 - July 2006 · 1 yr 1 mo
Trusted Advisors
March 2002 - December 2002 · 9 mos
Trusted Securities Advisors CORP.Broker
February 2002 - December 2002 · 10 mos
Mony Securities Corporation
March 2000 - June 2005 · 5 yrs 3 mos
Mony Securities CorporationBroker
June 1994 - June 2005 · 11 yrs
State Registrations29 states
AZCACOCTDCDEFLIAIDILKYMAMDMIMNNCNENMNYOHOKPATNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.