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Andrew Paladino

USA Financial Securities LLC
32 Years of Experience
Timonium, MD
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Paladino is a registered investment advisor at USA Financial Securities LLC, based in Timonium, MD, with 32 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,246 clients with $300M in assets under management.

USA Financial Securities LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
140 advisors
Number of Clients
1,246 clients
Average Client Portfolio
$238K average
Assets Under Management
$296.5M

Fee Structure

Minimum Investment:$15K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.70%

Maximum management fee is 2.7%. Actual fees are negotiated between the client and representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1954 Greenspring Drive, Suite 500, Timonium, MD, 21093

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Closed-No Action
Customer Dispute
August 2011
Closed-No Action
Customer Dispute
July 2010
Settled
Customer Dispute
May 2010
Denied
Customer Dispute
September 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Andrew sells life, health, fixed insurance, and annuity products through Paladino Financial Group, and prepares individual and corporate tax returns. He is also a middle school head baseball coach and commissioner of a youth baseball league, and presents financial education workshops.

Employment History
Current Registrations
USA Financial Securities LLC
February 2008 - Present · 18 yrs 8 mos
USA Financial Securities LLCBroker
July 2006 - Present · 20 yrs 3 mos
Previous Registrations
AXA Advisors, LLC
June 2005 - July 2006 · 1 yr 1 mo
AXA Advisors, LLCBroker
June 2005 - July 2006 · 1 yr 1 mo
Trusted Advisors
March 2002 - December 2002 · 9 mos
Trusted Securities Advisors CORP.Broker
February 2002 - December 2002 · 10 mos
Mony Securities Corporation
March 2000 - June 2005 · 5 yrs 3 mos
Mony Securities CorporationBroker
June 1994 - June 2005 · 11 yrs
State Registrations29 states
AZCACOCTDCDEFLIAIDILKYMAMDMIMNNCNENMNYOHOKPATNTXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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