Andrew James Paladino

USA Financial Securities Corporation

31 Years of Experience

5 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningFinancial Planning & Coaching

USA Financial Securities Corporation

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

132 advisors

Number of Clients

1,750 clients

Average Client Portfolio

$172K average

Assets Under Management

$301.5M

Fee Structure

Minimum Investment:$15K

Financial Planning:Investment management only

Location

1954 Greenspring Drive, Suite 500, Timonium, MD, 21093

Get directions

History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2011

Closed-No Action

Customer Dispute

August 2011

Closed-No Action

Customer Dispute

July 2010

Settled

Customer Dispute

May 2010

Denied

Customer Dispute

September 2009

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Andrew sells life, health, fixed insurance, and annuity products through Paladino Financial Group, and prepares individual and corporate tax returns. He is also a middle school head baseball coach and commissioner of a youth baseball league, and presents financial education workshops.