Garrett Kelley is a registered investment advisor, based in Manhattan Beach, CA, with 28 years of industry experience.
Location
Manhattan Beach, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Garrett is an employee of Victory Capital Management Inc., an affiliated registered investment adviser. Since June 2021, he has been a member of the Ethics Board for Investments and Wealth Institute, reviewing ethics violations, which requires minimal time.
Employment History
Current Registrations
Victory Capital Services, INC.
Victory Capital Services, INC.Broker
Victory Capital Management INC.
Previous Registrations
Astor Investment Management LLC
National Securities CorporationBroker
National Asset Management, INC.
Knight Capital Americas LLCBroker
Astor Asset Management LLC
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Pacific Select Distributors, INC.Broker
Guardian Investor Services LLCBroker
Jackson National Life Distributors, INC.Broker
Jackson National Financial Services, INC.Broker
Invest Financial CorporationBroker
Smith Barney INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.