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Armando Cruz

25 Years of Experience
Seattle, WA
Broker

Armando Cruz is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Seattle, WA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

925 Fourth Ave Ste 3600, Seattle, WA, 98104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Armando works as an independent contractor/consultant delivering packages for Amazon Flex since 2018, dedicating a few hours per week to this activity. This activity is not investment-related.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2022 - Present · 4 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
RBC Capital Markets, LLCBroker
January 2017 - August 2022 · 5 yrs 7 mos
RBC Capital Markets, LLC
January 2017 - August 2022 · 5 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
November 2014 - January 2017 · 2 yrs 2 mos
Robert W. Baird & CO. Incorporated
November 2014 - January 2017 · 2 yrs 2 mos
Mcadams Wright Ragen, INC.
January 2014 - November 2014 · 10 mos
Mcadams Wright Ragen, INC.Broker
January 2014 - November 2014 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - May 2013 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
January 2011 - June 2011 · 5 mos
Wells Fargo Investments, LLCBroker
January 2007 - January 2011 · 4 yrs
Wells Fargo Investments, LLCBroker
May 2001 - November 2004 · 3 yrs 6 mos
Wells Fargo Securities INC.Broker
March 1997 - May 2001 · 4 yrs 2 mos
Fortis Investors, INC.Broker
June 1994 - August 1994 · 2 mos
State Registrations1 state
WA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.