John Sloop
John Sloop is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rock Hill, SC, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
305 Oakland Avenue, Rock Hill, SC, 29730
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is involved in several business activities, including Palmetto Investment Consultants LLC, serving as a Notary Public, and being an Investment Advisor Representative with Independent Advisor Alliance, which takes nearly full-time. He also has affiliations with Crump and Sage Insurance Partners for non-variable insurance, dedicating minimal time to these activities.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Edward JonesBroker
State Registrations6 states
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