VM
VM

Vladimir Mindel

31 Years of Experience
Florham Park, NJ
Broker

Vladimir Mindel is a registered investment advisor at RBC Capital Markets, LLC, based in Florham Park, NJ, with 31 years of industry experience. Vladimir operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

200 Park Avenue, 2nd Floor, Florham Park, NJ, 07932-1026

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vladimir works as an independent contractor/consultant officiating high school fencing tournaments since 2017. This activity is not investment-related and takes a few hours per week.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2009 - Present · 16 yrs 7 mos
RBC Capital Markets, LLC
October 2009 - Present · 16 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
J. B. Hanauer & CO.
June 2003 - October 2009 · 6 yrs 4 mos
J. B. Hanauer & CO.Broker
June 1994 - October 2009 · 15 yrs 4 mos
State Registrations24 states
CACOCTDCDEFLGAILKYMAMDMENCNHNJNVNYOHPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.