James Caparelli
James Caparelli is a CFP-designated registered investment advisor at Gwn Securities INC., based in Palm Beach Gardens, FL, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
11440 North Jog Road, Palm Beach Gardens, FL, 33418-3764
Get directionsHistory
Regulatory History (1)
Criminal
March 1990Other Business ActivitiesSells Insurance
James is an independent insurance agent selling life, long-term care, fixed annuities, and fixed indexed annuities, dedicating a few hours per week to this. He also co-owns residential rental properties with his spouse, spending minimal time on these passive activities.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Great American Advisors, INC.
Great American Advisors, INC.Broker
Stuart Securities CORP.Broker
Wma Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.