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Timothy Tanner

MML Investors Services, LLC
32 Years of Experience
Lexington, KY
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Timothy Tanner is a registered investment advisor at MML Investors Services, LLC, based in Lexington, KY, with 32 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

998 Governors Ln, Suite 350, Lexington, KY, 40513

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2021
Final
Criminal
November 2019
Final Disposition
Customer Dispute
February 2017
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Timothy sells life insurance and long-term care insurance products, dedicating a few hours per week to this activity. He also owns Tanner Properties LLC, a rental property, and spends minimal time on maintenance and rent collection.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
March 2012 - March 2017 · 5 yrs
Metlife Securities INC.
June 1998 - December 2003 · 5 yrs 6 mos
Msi Financial Services, INC.Broker
October 1994 - March 2017 · 22 yrs 5 mos
Metropolitan Life Insurance CompanyBroker
October 1994 - July 2007 · 12 yrs 9 mos
State Registrations21 states
ALARAZCOFLILINKSKYLAMDMIMONCOHPATNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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