James Richmond
James Richmond is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Hummels Wharf, PA, with 32 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 28,369 clients with $9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are up to 1.5% and do not include separate manager fees and other charges associated with third-party asset manager programs. Fees are negotiable.
Fee Estimator
Location
1969 N Susquehanna Trl, Ste B, Hummels Wharf, PA, 17831
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2015Other Business ActivitiesSells Insurance
James is an insurance agent with 1847 Financial, spending nearly full-time on sales and service of various insurance products. He also formed an LLC to hold income, serves on the board of The Greater Susquehanna Valley United Way, works as an estate consultant, is a member of WDE Financial Services, LLC, and serves on the board of directors for the Union/Snyder Agency on Aging.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.