James Richmond
James Richmond is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Hummels Wharf, PA, with 31 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
1969 N Susquehanna Trl, Ste B, Hummels Wharf, PA, 17831
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Regulatory History (1)
Customer Dispute
September 2015Other Business ActivitiesSells Insurance
James is an insurance agent with 1847 Financial, spending nearly full-time on sales and service of various insurance products. He also formed an LLC to hold income, serves on the board of The Greater Susquehanna Valley United Way, works as an estate consultant, is a member of WDE Financial Services, LLC, and serves on the board of directors for the Union/Snyder Agency on Aging.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.