Donald Dempster is a CFA-designated registered investment advisor at Dlk Investment Advisors, LLC, based in Solana Beach, CA, with 12 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 32 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $10.0M | 1.00% |
| $10M+ | 0.85% |
Fees are negotiable. Lower fees may have applied under former pricing schedules. Retirement plan consulting services follow a separate fee schedule (0.50% on the first $2M, 0.30% on the next $3M, and 0.20% on assets above $5M).
Fee Estimator
Location
238 North Cedros Ave, Suite 200, Solana Beach, CA, 92075
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Donald is a partner and CFO of Adaptive Motion Group LLC (AMG), a software robotics firm, since 2017. He spends minimal time on accounting and strategy for the business.
Employment History
Current Registrations
Dlk Investment Advisors, LLC
Dlk Investment Management
Previous Registrations
Alpha Cubed Investments, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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