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Chris Libutti

Ameriprise Financial Services, LLC
31 Years of Experience
Cranston, RI
1 DisclosureBroker
View SEC Summary
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Chris Libutti is a registered investment advisor at Ameriprise Financial Services, LLC, based in Cranston, RI, with 31 years of industry experience. Chris is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 Sockanosset Cross Rd, Cranston, RI, 02920-5566

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2017
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2025 - Present · 1 yr 5 mos
Ameriprise Financial Services, LLCBroker
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
April 2025 - April 2025 · 0 mos
LPL Financial LLC
September 2017 - May 2025 · 7 yrs 8 mos
LPL Financial LLCBroker
September 2017 - May 2025 · 7 yrs 8 mos
Sqn Securities LLCBroker
November 2016 - September 2017 · 10 mos
Stadion Money Management, LLC
November 2013 - October 2016 · 2 yrs 11 mos
Alps Distributors, INC.Broker
October 2013 - September 2016 · 2 yrs 11 mos
Guggenheim Funds Distributors, LLCBroker
March 2011 - August 2013 · 2 yrs 5 mos
Capital Brokerage CorporationBroker
March 2004 - January 2011 · 6 yrs 10 mos
Citistreet Financial Services LLC
December 2003 - January 2004 · 1 mo
Citistreet Equities LLCBroker
January 2003 - January 2004 · 1 yr
Salomon Smith Barney INC.Broker
February 2002 - January 2003 · 11 mos
Equitable Distributors, INC.Broker
October 2001 - November 2001 · 1 mo
Equitable Distributors, INC.Broker
August 1999 - October 2001 · 2 yrs 2 mos
Liberty Funds Distributor, INC.Broker
March 1997 - August 1999 · 2 yrs 5 mos
Linsco/private Ledger CORP.Broker
September 1994 - March 1997 · 2 yrs 6 mos
State Registrations8 states
CTFLMANHNYRIVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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