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Scott Dancyger

LPL Financial LLC
23 Years of Experience
Beacon, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Scott Dancyger is a registered investment advisor at LPL Financial LLC, based in Beacon, NY, with 23 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

324 Main St, Beacon, NY, 12508

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2018
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott operates under the DBAs HVFCU Financial Services and Wealth Management at Hudson Valley Credit Union. He also has property and casualty licenses, and is an agent for Hudson Valley Insurance Services, spending a few hours per week on insurance-related activities.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 5 yrs 2 mos
LPL Financial LLC
January 2011 - Present · 15 yrs 9 mos
LPL Financial LLCBroker
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Key Investment Services LLCBroker
May 2009 - January 2011 · 1 yr 8 mos
Kern, Suslow Securities, INC.Broker
May 2007 - April 2009 · 1 yr 11 mos
Spencer Trask Securities IncorporatedBroker
January 1998 - August 1998 · 7 mos
Hampshire Securities CorporationBroker
October 1996 - January 1998 · 1 yr 3 mos
Americorp Securities, INC.Broker
August 1994 - October 1996 · 2 yrs 2 mos
State Registrations29 states
AKCACTDEFLGAINKYLAMAMDMEMTNCNHNJNMNVNYOHOKORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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