WC
WC
Wayne Cassriel
30 Years of Experience
Ft. Lauderdale, FL
1 DisclosureBrokerSells Insurance
Wayne Cassriel is a registered investment advisor, based in Ft. Lauderdale, FL, with 30 years of industry experience.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2004Other Business ActivitiesSells Insurance
Wayne operates as a registered representative and manages assets through TKG Financial, LLC, also engaging in fixed insurance sales, dedicating all of his time to this endeavor. He also provides property management services for family property, requiring minimal time.
Employment History
Current Registrations
Kovack Advisors, INC.
May 2017 - Present · 9 yrs 2 mos
Kovack Securities INC.Broker
May 2017 - Present · 9 yrs 2 mos
Previous Registrations
Tkg Financial, LLCBroker
February 2015 - May 2017 · 2 yrs 3 mos
Tkg Financial, LLC
February 2015 - May 2017 · 2 yrs 3 mos
Securities America, INC.Broker
February 2013 - May 2014 · 1 yr 3 mos
Securities America Advisors, INC.
February 2013 - May 2014 · 1 yr 3 mos
LPL Financial LLC
September 2010 - February 2013 · 2 yrs 5 mos
LPL Financial LLCBroker
September 2010 - February 2013 · 2 yrs 5 mos
Mission Wealth Management, LLC
October 2005 - May 2011 · 5 yrs 7 mos
National Planning Corporation ("npc of America" in Fl & Ny)
October 2005 - November 2009 · 4 yrs 1 mo
National Planning CorporationBroker
September 2005 - August 2010 · 4 yrs 11 mos
Morgan Stanley
July 1997 - August 2005 · 8 yrs 1 mo
Morgan Stanley Dw INC.Broker
July 1994 - August 2005 · 11 yrs 1 mo
State Registrations9 states
AZCACOMENMNYTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.