DG
DG

David Gray

31 Years of Experience
Naples, FL
Broker

David Gray is a registered investment advisor at Wells Fargo Advisors, based in Naples, FL, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

2640 Golden Gate Pkwy, Ste 206A, Naples, FL, 34105

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

David owns 100% of Ogden Donald Gray Investments, LLC, a financial practice. He dedicates nearly full-time hours to this activity, including some time during trading hours.

Employment History
Current Registrations
Wells Fargo Advisors
November 2015 - Present · 10 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2015 - Present · 10 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - November 2015 · 6 yrs 5 mos
Morgan Stanley
June 2009 - November 2015 · 6 yrs 5 mos
Citigroup Global Markets INC.
January 2001 - June 2009 · 8 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2001 - June 2009 · 8 yrs 5 mos
Quick & Reilly, INC.Broker
September 1995 - January 2001 · 5 yrs 4 mos
Calton & Associates, INC.Broker
July 1995 - November 1995 · 4 mos
H. Beck, INC.Broker
August 1994 - July 1995 · 11 mos
State Registrations14 states
CAFLGAKSKYMAMDMIMONCOHSCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Gray - Financial Advisor | TrueAdvisor