Patrick Moran is a registered investment advisor at Platform Technology Partners, based in New York, NY, with 28 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 771 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
PTP generally charges an annual fee based on a percentage of the average daily value of the assets being managed. The annual fee is in addition to brokerage commissions, transaction fees, and other related costs. The fee is charged monthly or quarterly, in arrears, based on the average daily value of the assets. The total annual management fee is the sum of the program fee, advisory fee, and administration fee(s), and may not exceed 3.00%. PTP may invest client assets in private funds managed by PTP, which also incur asset-based management fees and potentially performance-based fees.
Location
475 Fifth Ave, Suite 1501, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patrick is a managing partner/president at Dogwood Lane Capital, working full-time. He is also an IAR of PTP, DBA Northeast Private Wealth, providing fee-based investment advisory services since January 2023.
Employment History
Current Registrations
Platform Technology Partners
Spire Securities, LLCBroker
Previous Registrations
Pickwick Capital Partners, LLCBroker
Mizuho Securities USA LLCBroker
Credit Suisse Securities (USA) LLCBroker
Morgan Stanley & CO., IncorporatedBroker
Salomon Brothers INC.Broker
State Registrations11 states
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