PM
PM

Patrick Kirley Moran

27 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
771 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

475 Fifth Ave, Suite 1501, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Patrick is a managing partner/president at Dogwood Lane Capital, working full-time. He is also an IAR of PTP, DBA Northeast Private Wealth, providing fee-based investment advisory services since January 2023.

Employment History
Current Registrations
Platform Technology Partners
January 2022 - Present · 4 yrs 1 mo
Spire Securities, LLCBroker
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Pickwick Capital Partners, LLCBroker
June 2020 - December 2021 · 1 yr 6 mos
Mizuho Securities USA LLCBroker
May 2015 - February 2020 · 4 yrs 9 mos
Credit Suisse Securities (USA) LLCBroker
March 2008 - June 2015 · 7 yrs 3 mos
Morgan Stanley & CO., IncorporatedBroker
December 1997 - November 2007 · 9 yrs 11 mos
Salomon Brothers INC.Broker
March 1997 - December 1997 · 9 mos
State Registrations11 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Patrick Kirley Moran - Financial Advisor | TrueAdvisor