CM
CM

Chris Maniaci

31 Years of Experience
Princeton, NJ
1 DisclosureBroker

Chris Maniaci is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Princeton, NJ, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

7 Roszel Rd, Princeton, NJ, 08540

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Closed-No Action
Other Business Activities

Chris is the Secretary of the Executive Board for the Hemophilia Association of New Jersey, dedicating a few hours per week to budget and investment oversight. Chris also serves as the Chairman of the Golf Committee for Forsgate Country Club, spending minimal time annually as a liaison between golf members and club management.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1999 - Present · 26 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1994 - Present · 32 yrs
State Registrations38 states
AKALARAZCACOCTDCDEFLGAILLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.