Mark Opp is a registered investment advisor at LPL Financial LLC, based in Alexandria, MN, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
510 22nd Ave E, Suite 202B, Alexandria, MN, 56308
Get directionsHistory
Regulatory History (2)
Regulatory
August 2015Regulatory
May 2011Other Business Activities
Mark is involved with StoneBridge Wealth Management, LLC as a DBA for his LPL business and Private Advisor Group, LLC as a Registered Investment Advisor DBA. He also spends nearly full-time on OAM, LLC, a shell account for tax/investment purposes, and about half his time with Private Advisors Group, Inc., providing financial planning and asset management.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Piper Jaffray INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.