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Mark Opp

LPL Financial LLC
32 Years of Experience
Alexandria, MN
2 DisclosuresBroker
View SEC Summary
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Mark Opp is a registered investment advisor at LPL Financial LLC, based in Alexandria, MN, with 32 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

510 22nd Ave E, Suite 202B, Alexandria, MN, 56308

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2015
Final
Regulatory
May 2011
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark is involved with StoneBridge Wealth Management, LLC as a DBA for his LPL business and Private Advisor Group, LLC as a Registered Investment Advisor DBA. He also spends nearly full-time on OAM, LLC, a shell account for tax/investment purposes, and about half his time with Private Advisors Group, Inc., providing financial planning and asset management.

Employment History
Current Registrations
LPL Financial LLC
September 2015 - Present · 11 yrs 1 mo
Private Advisor Group, LLC
July 2012 - Present · 14 yrs 3 mos
LPL Financial LLCBroker
May 2012 - Present · 14 yrs 5 mos
Previous Registrations
LPL Financial LLC
August 2012 - September 2014 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2004 - May 2012 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - May 2012 · 12 yrs 10 mos
Piper Jaffray INC.Broker
July 1994 - July 1999 · 5 yrs
State Registrations17 states
AZCACOFLIAILMNMTNDOHSDTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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