SU
CFP · ChFC
SU
CFP · ChFC
Scott Ulves
30 Years of Experience
Santa Barbara, CA
2 DisclosuresBrokerSells Insurance
Scott Ulves is a CFP, ChFC-designated registered investment advisor, based in Santa Barbara, CA, with 30 years of industry experience.
Location
24 East Cota St. Suite 200, Santa Barbara, CA, 93101
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
October 1996Criminal
November 1983Final Disposition
Other Business ActivitiesSells Insurance
Scott sells non-variable insurance products including term life, whole life, universal life, and fixed/immediate annuities, dedicating about 10-20% of his time. He also resells prepaid legal services (AmeriEstate) and manages a real estate rental (AirBnB) for a minimal time commitment.
Employment History
Current Registrations
World Investments, LLCBroker
October 2025 - Present · 7 mos
World Investment Advisors, LLC
May 2019 - Present · 7 yrs
Previous Registrations
Pensionmark Securities, LLCBroker
May 2019 - October 2025 · 6 yrs 5 mos
Independent Financial Partners
August 2012 - July 2019 · 6 yrs 11 mos
LPL Financial LLC
December 2010 - January 2016 · 5 yrs 1 mo
LPL Financial LLCBroker
December 2010 - June 2019 · 8 yrs 6 mos
Metlife Securities INC.
December 2005 - December 2010 · 5 yrs
Metlife Securities INC.Broker
December 2005 - December 2010 · 5 yrs
Metropolitan Life Insurance CompanyBroker
December 2005 - July 2007 · 1 yr 7 mos
Fsc Securities CorporationBroker
September 2004 - October 2005 · 1 yr 1 mo
Veritrust Financial, LLCBroker
January 2004 - September 2004 · 8 mos
National Securities CorporationBroker
July 1998 - December 2003 · 5 yrs 5 mos
The Boston GroupBroker
June 1997 - July 1998 · 1 yr 1 mo
Olde Discount CorporationBroker
September 1994 - October 1996 · 2 yrs 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.