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Andrew Heitner

30 Years of Experience
Broker

Andrew Heitner is a registered investment advisor, based in New York, NY, with 30 years of industry experience.

Location

540 Madison Ave., 9th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Snowden Account Services LLC
April 2022 - Present · 4 yrs
Snowden Capital Advisors LLC
April 2022 - Present · 4 yrs
Snowden Account Services LLCBroker
April 2022 - Present · 4 yrs
Previous Registrations
Fieldpoint Private Securities LLC
March 2014 - April 2022 · 8 yrs 1 mo
Fieldpoint Private Securities, LLCBroker
December 2013 - April 2022 · 8 yrs 4 mos
Neuberger Berman LLC
June 2004 - December 2013 · 9 yrs 6 mos
Neuberger Berman LLCBroker
June 2004 - December 2013 · 9 yrs 6 mos
J.P. Morgan Securities INC.Broker
May 2001 - September 2003 · 2 yrs 4 mos
J.P. Morgan Securities INC.Broker
November 1994 - May 2001 · 6 yrs 6 mos
The Heitner CorporationBroker
June 1994 - October 1994 · 4 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Heitner - Financial Advisor | TrueAdvisor