John Nori
John Nori is a registered investment advisor at Osaic Wealth, INC., based in Sterling Heights, MI, with 29 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
12900 Hall Road, Suite 110, Sterling Heights, MI, 48313
Get directionsHistory
Regulatory History (2)
Regulatory
September 2011Regulatory
August 2009Other Business ActivitiesSells Insurance
John manages client investment accounts, provides insurance and financial advice, and is involved in wealth management program development. He also owns Midwest Insurance Advisors, providing property and casualty insurance, and serves as CEO of UHY Wealth Management RIA LLC, supervising its operations.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Mutual Service CorporationBroker
Broad Street Securities, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.